Capital Market -2

Capital Market

Question-1:- In India there are presently _____ companies, in the business of Credit Rating?

Ans:-   4

Question-2:- Dematerialized shares have distinctive numbers.

Ans:-   False

Question-3:- Sweat equity shares means equity shares issued by a company to employees at a discount.

Ans:-   True

Question-4:- In case  of public issue by a listed company, participation by promoters in the proposed issue in excess of the required minimum % shall also be locked in for a period of ________ years.

Ans:-    1

Question-5:- The person who changes the composition of securities?

Ans:-   Fund Manager

Question-6:-   Qualities of a merchant banker?

Ans:-   Knowledge and information about various aspects of the capital market,

           Ability to evaluate and analyse the various aspects,

           Update their knowledge

Question-7:- Which company come out with a unique product called bonus debentures?

Ans:-   Hindustan lever

Question-8:- The venture capital can flourish only when there is a well developed _______________?

Ans:-   Capital market

Question-9:- The report is required to be submitted to SEBI along with a fee of Rs.________ /report.

Ans:-   10,000

Question-10:- The amount of net worth a company should have for opting for an        IPO is

Ans:-   1 crore  

Question-11:-  BSE introduced an equity stock index known as _________

Ans:-   Sensex

Question-12:- The company should have a track record of dividend payment of 3 years out of the immediately preceding 5 years.

Ans:-   True

Question-13:- Precautions to be taken with respect to delivery instruction slip?

Ans:-   DIS number must be pre-printed, account number must be stamped, target account id be filled

Question-14:- Regulations for venture capital funds are

Ans:-   VCFs must be registered, VCFs cannot carry on any other activity, VCFs  must disclose the investment strategy

Question-15:- Minimum post issue capital of a company should be ?

Ans:-   10 crores

Question-16:- Letter of offer is?

Ans:- document addressed to the shareholders,

 containing disclosures of the acquirer/PACs,

 offer price

Question-17:- HFCs disbursement on project lending is restricted to?

Ans:-   30%

Question-18:-   Match the following:-

                   Business analysis ------   determinates of revenue growth

                   Market position -------- nature and basis of competition

                   Operating advantage-------- technology risk

                   Financial risk --------------- interest coverage

Question-19:- The acquirer is required to appoint _________ before making a PA.

Ans:-       Merchant banker

Question-20:- The right to buy is called ______?

Ans:-   Call option

Question-21:- Regulatory aspects of the mutual funds are/

Ans:-   AMC shall launch no scheme unless the trustee approve such scheme, document of each scheme pay filling fees, offer document shall contain disclosures

Question-22:- The person responsible for maintaining Escrow account in securitisation?

Ans:-   Trustee

Question-23:- _______ is the international credit rating company.

Ans:-   FITSCH

Question-24:-  A Commercial paper is ?

Ans:-    short term financial instrument,

            Means of raising short term debt issue,

             They are negotiable and transferable instruments